Regulators Seek to Revoke Brokerage’s License
Massachusetts securities regulators filed to revoke the license of Houston-based day-trading firm Landmark Securities to do business in the state, alleging that the manager of the firm’s Boston office violated securities laws.
The manager, Scott Kurland, is alleged to have forged customer signatures, engaged in usurious loan schemes and violated customers’ “suitability” requirements, all in an effort to maximize commissions, regulators said.
Massachusetts has been aggressively policing day-trading brokerages within its borders.
Inside the business of entertainment
The Wide Shot brings you news, analysis and insights on everything from streaming wars to production — and what it all means for the future.
You may occasionally receive promotional content from the Los Angeles Times.
