3 Firms to Comply With Calif. Code of Conduct
From Associated Press
Three Wall Street firms that have failed to adopt a new code of conduct aimed at preventing fraud and abuse are expected to be in compliance by the end of the month, a spokesman for California Treasurer Phil Angelides said Wednesday.
Although 41 companies agreed to the conduct code, the three firms -- CIBC World Markets Corp., Edward Jones and Wedbush Morgan Securities -- were identified Tuesday by Angelides as noncompliant.
Inside the business of entertainment
The Wide Shot brings you news, analysis and insights on everything from streaming wars to production — and what it all means for the future.
You may occasionally receive promotional content from the Los Angeles Times.
